Appendix Index

 

10 TO 50                 è Click Any No.          [5 10 15 20 25 30 35 40 45 50]

55 TO 100               è Click Any No.          [55 60 65 70 75 80 85 90 95 100 105]

 

PART I

 

VARIOUS RULES, REGULATIONS & GUIDELINES UNDER

THE COMPANIES ACT, 1956

 

[APPENDIX 1 TO 40]

 

APPENDIX                             SUBJECT       

 

1          Companies (Central Government's) General Rules and Forms, 1956, [text of the Rules and Forms prescribed with necessary guidelines for filing the form]

2          Companies Regulations, 1956 [Text with Annexures thereunder]            

3          Company Law Board Regulations, 1991 [Text along with pre­scribed form and necessary guidelines]                                             

4          Companies (Court) Rules, 1959, [text of the Relevant Forms prescribed with necessary with guidelines for filling]

5          Companies (Issue of Share Certificate) Rules, 1960 [Text of relevant forms prescribed] Appendix: Register of Members (u/r. 7)

6          Companies (Branch Audit Exemption) Rules, 1961 [Text of the forms prescribed]

7          Companies (Preservation and Disposal of Records) Rules, 1966 with text of Form           

8          Companies (Appointment of Sole Selling Agents) Rules, 1975 [Text of relevant forms prescribed]

9          Companies (Acceptance of Deposits) Rules, 1975‑Form of Return of deposits [Text of the relevant form prescribed]

10         Form of Advertisement for Inviting Deposits from the Public

11         Companies (Applications for Extension of Time or Exemption under­ sub‑section (8) of Section 58‑A) Rules, 1979  [Text of the rele­vant forms prescribed]

12         Companies (Appointment. and Qualifications of Secretary) Rules, 1988

13         Companies (Disclosure of Particulars in the Report of Board of Di­rectors) Rules, 1988

14         Private Limited Company and Unlisted Public Limited Company (Buy‑Back of Securities) Rules, 1999

15         Companies (Issue of Share Capital with Differential Voting Rights)

16         Companies (Appointment of the Small Shareholders' Director)    

17         Companies (Passing of the Resolution by Postal Ballot) Rules, 2001

18         Companies (Compliance Certificate) Rules, 2001

19         Conditions to be fulfilled for the Appointment of a Managing or Whole‑time Director or a Manager without the  approval of the Central Government [Schedule XIII]

20         Guidelines for giving some principles for making new name available

21         List of Statutory Registers, Books, to be maintained by Companies, under the Companies Act, 1956

22         Exemptions and Privileges of private companies : List of sections under Companies Act, 1956, of which the provisions do not apply to private limited companies (other than those which are subsidiaries of public companies)

23         Provisions which do not apply to Nidhi or Mutual Benefit Society Modification of Act in its Application to Nidhis and Mutual Benefit Societies

24         List of prescribed authorities for endorsing Share Transfer Forms Under Section 108(1A)

25         List of Financial Institutions approved under section 108(1C) of the Companies Act, 1956

26         References in the Act for matters to be provided in the Articles

27         Matters though not referred to in the Act, but being important, should be included in the Articles

28         Text of Notifications exempting Government Companies from following certain provisions of the Companies Act, 1956

29 A.   Table showing Offences covered by section 5 under the expression "Officer who is in default" table also describes nature of Offences covered by section 5, under what provisions & persons who are in default                               

     B.   Offences compoundable by Company Law Board/ Regional Di­rector

30        Draft Letter of Authority for making necessary corrections in the Memorandum and Articles etc., filed forregistration

31        Addresses of Registrar of Companies in different States, and of Regional Directors and Bench Offices

32‑40   [Reserved]

 

PART II

 

SECRETARIAL STANDARDS AND GUIDANCE NOTES AS

ISSUED BY INSTITUTE OF COMPANY

SECRETARIES OF INDIA

 

[APPENDIX 41 TO 50]

 

41         Secretarial Standards as issued by ICSI

SS‑1 Secretarial Standard on Meetings of the Board of Directors            

            SS‑2 Secretarial Standard on General Meetings                          

42         Guidance Note on Compliance Certificate issued by ICSI

            43‑50    [Reserved]

 

PART III

 

GUIDELINES ISSUED BY MINISTRY OF FINANCE, DEPTT.

OF ECONOMIC AFFAIRS

 

[APPENDIX 51 TO 60]

 

51         Guidelines for issue of Cumulative Convertible Preference Shares (Text)

52         Guidelines for Issue of Debentures by Public Limited Companies and Public Sector Companies (Text)

53         Guidelines for floatation of Public Sector Bonds [Press Release, dated.6‑1‑1992]

54         Policy Guidelines of the Government relating to Stipulation of Convertibility Clause and Appointment of Nominee  Directors

55         Guidelines for Issue of Commercial Paper (CP), 2000

56         External Commercial Borrowings (ECB). Guidelines‑Policy Procedures

57         Guidelines for Euro‑Issues                                                                    

58         Issue of Foreign Currency Convertible Bonds and Ordinary Shares (Through Depository Receipt Mechanism) Scheme, 1993‑GDR

59‑60    [Reserved]

 

 

PART IV

 

NON‑BANKING FINANCIAL COMPANIES

DIRECTIONS

 

[APPENDIX 61 TO 65]

 

61         Non‑Banking Financial Companies Acceptance of Public Deposits (Reserve Bank) Directions, 1998, Dated 31‑1‑1998        

62         Non‑Banking Financial Companies Prudential Norms (Reserve Bank) Directions, 1998, Dated 31‑1‑1998

63‑65    [Reserved]

 

PART V

 

SEBI GUIDELINES, RULES & REGULATIONS

 

[APPENDIX 66 TO 80]

 

            66         SEBI (Disclosure and Investor Protection) Guidelines, 2000

67         SEBI (Disclosure and Investor Protection) Guidelines Clarification XXVII, dt.26‑11‑1999             

68         SEBI (Substantial Acquisition of Shares and Takeovers) Regula­tions, 1997

1.         Standardised formats of Reports/Records, etc. in terms of spe­cific provisions   of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997

2.         Format of standard letter of offer for an open offer in terms of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 and subsequent amendment thereof                             

3.         Most frequently asked questions about takeovers & substantial acquisition of shares

            69         SEBI (Buy‑Back of Securities) Regulations, 1998

            70         SEBI (Prohibition of Insider Trading) Regulations, 1992

71         SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to securities Markets) Regulations, 1995

72         SEBI Guidelines For Foreign Institutional Investors

73         SEBI (Foreign Institutional Investors) Regulations, 1995

(1)        Press Note to Amendment to the SEBI (Foreign Institutional Investors) Regulations, 1995

(2)        Investment by Foreign Institutional Investors in Debt Securities

(3)        Investment by Foreign Institutional Investors (FIIs) in Govern­ment dated securities and treasury bills

(4)       Revised procedure for grant of registration of sub‑accounts of registered Foreign Institutional Investors                                                

74         SEBI (Employees Stock Option Scheme and Employees Stock Purchase Scheme) Guidelines, 1999                                              

(1)        Government decides to extend Employees Stock Option to all Companies engaged in 'IT software' and  services                                   

(2)        Guidelines for issue of ADR/GDR linked Employees Stock Options by the Indian companies engaged in  Information Technology Services-Expansion               in tax scope to cover employees of subsidiary  companies                    

(3)        Further liberalisation in the guidelines for issue of ADR/GDR linked Employees Stock Options by the Indian companies

75         Registered Underwriters‑Operational Guidelines/Instructions with Model Underwriting Agreement           

            76         Securities Appellate Tribunal (Procedure) Rules, 2000

77         Depositories (Appeal to Securities Appellate Tribunal) Rules, 2000

            78         Stockinvest Scheme

            79‑80    [Reserved]

 

PART VI

 

LISTING OF SECURITIES AND STOCK EXCHANGES

 

[APPENDIX 81 TO 90]

 

81         Securities Contracts (Regulations) (Appeal to Securities Appellate Tribunal) Rules, 2000

            82         Criteria for listing of Securities on Recognised Stock Exchange

83         Provisions which Stock Exchanges generally require to be included in the Articles

            84         Standard Listing Agreement Form with Schedule of Listing Fees

85         Guidelines for Issue of Securities by Companies and their listing on over the Counter Exchange of India (OTCEI)

86         Guidelines for Good or Bad Delivery of documents issued by Ministry­ of Finance

            87         List of Recognised Stock Exchanges

            88‑90    [Reserved]

 

PART VII

 

MISCELLANEOUS ACTS

 

[APPENDIX 91 TO 95]

 

91         The Emblems and Names (Prevention of Improper Use) Act, 1950 (XII of 1950)

            92         The Preference Shares (Regulation of Dividends) Act, 1960

93‑95    [Reserved]

 

PART VIII

 

FEES AND STAMP DUTIES

 

[APPENDIX 96 TO 106]

 

            96         Companies (Fees on Applications) Rules, 1999   

97         Table of Fees Payable to the Registrar of Companies (Schedule X of the Companies Act, 1956 (w.e.f. 1‑5‑2000)

            98         Fees Payable to Registrar for registration of companies having share capital        

            99         Registration fees

            100       Fees payable for Inspection/copies of Document, etc.

            101       Fee for Registration of an association not for profit

102       Rates of Fees on Applications/Petitions under Company Law Board (Fees on Applications and Petitions) Rules,  1991

103       Schedule of stamps to be affixed on Articles of Association and on Memorandum of Association

104       Schedule of Stamps to be Affixed on Power of Attorney and Decla­ration Affidavit to be filed in Form No. 1 &  Form No. 20 of the Companies (Central Government's) General Rules and Forms, 1956

105       Schedule of Court Fee Stamps to be Affixed on the Petitions/App­lications filed with the Company Law Board

            106      List of specified branches of the Punjab National Bank for payment of fees